CSI Regulatory Compliance White Papers
In the fast changing business of compliance, information is constantly changing.
That’s why we are developing an on-line library of white papers for busy professionals
who need in-depth knowledge on a range of issues. We will be constantly adding new
papers, so let us know if there are specific topics you would like to see added.
Dodd-Frank's Net Effect on the Community Financial Institution
Read this white paper to learn ways to
help your community bank or credit union answer the following regulatory concerns;
What are the ramifications of the Dodd-Frank Act on community financial institutions?
How will upcoming regulatory changes affect your institution? What steps should
you take to prepare for and manage new compliance demands?
What will the next DFA wave mean to you?
Whether you have already taken proactive
steps to survive this regulatory change, are just beginning to realize you need
to get started, or are not sure how to get started, this paper expands on the high-level
macro guidance provided in our last DFA paper to offer you a practical road map.
PEPs: Handling a Potential Match
Guidance issued by federal regulatory
agencies require that all financial institutions take reasonable steps to ensure
they do not knowingly or unwittingly assist in hiding or moving the proceeds of
corruption by Politically Exposed Persons (PEPs). Learn how to handle a potential
PEP match in this step by step guide.
View our Archived White Papers